Disclosures

 Click here to download our ADV form Part II

Regulatory Disclosure

Dunn Mistr Tederick, LLC, is a registered investment advisory firm registered in the state of Virginia.  Our registration document (called “Form ADV”) is available from Dunn Mistr Tederick, LLC, and the Virginia State Corporation Commision.  A copy of this document must be provided to our clients before services are initiated.  All information contained herein is for informational purposes only and does not constitute a solicitation or offer to provide financial advice or investment advisory services.  Such an offer can only be made in the state of Virginia, where we are registered as an investment advisor, where we are excluded from registration, or where an exemption from such registration exists.  We are legally empowered to provide investment advisory services to residents of Virginia and other states.  Advice can only be rendered after delivery of our Form ADV-Part II and execution of an Advisory Services Agreement.

Any and all responses to inquiries about our services will be made in compliance with applicable state and federal law. This medium is limited to providing you with general information on our services and provides a way for you to contact us.  It does not intend to be a complete description of our services or performance.  The information presented herein is compiled from sources believed to be reliable.  However, accuracy cannot be guaranteed.  Nothing on this website shall be construed as advice to any particular investment need or investor.  All references regarding investment or portfolio returns are based on historical data.  One should not assume that a certain performance level will continue in the future as past performance and results are not an indication of future performance or results.

At certain places on this website, live “links” to other Internet addresses may be accessed.  Such external Internet addresses contain information created, published, maintained, and otherwise posted by institutions or organizations independent of Dunn Mistr Tederick, LLC.  Dunn Mistr Tederick, LLC, does not endorse, approve, certify, or control these external Internet addresses and does not guarantee or assume responsibility for the accuracy, completeness, efficacy, timeliness, or correct sequencing of information located at such addresses.  Use of any information obtained from such addresses is voluntary, and reliance on it should only be undertaken only after an independent review.  Reference therein to any specific commercial product, process, or service by trade name, trademark, service mark, manufacturer, or otherwise does not constitute or imply endorsement or recommendation by Dunn Mistr Tederick, LLC.

Dunn Mistr Tederick, LLC, strongly believes in protecting the confidentiality and security of information we collect about our clients.  All information provided by our clients is treated as confidential.  However, we may disclose information that we believe is necessary for the conduct of our agreed-upon work (e.g., to conduct research or execute a transaction), or in circumstances in which disclosure is required by law or other regulatory authority.  We do not make disclosures of client information to any other companies who, for example, may want to sell products or services to our clients.  Unless necessary to our agreed-upon work or required by law, we seek client permission for disclosure. 

Employees of Dunn Mistr Tederick, LLC, are required to comply with our established policies and may access information only as needed to offer or administer our services.  We also maintain physical, electronic and procedural safeguards required by law to protect confidential client information.

Upon written request, we will make available for client review the information we have collected about them.  Once notified that any information is incorrect, we will be glad to review and correct it.   

In addition to any other privacy notice we may provide, federal law requires us to provide this summary of our privacy policy to our clients once each year.